22 ordspråk av Stephen Cutler

Stephen Cutler

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en  of companies.
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en We have received reports that those associated with the terrorist activities of last week may have sought to exploit our securities markets to profit from those activities,
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en We are vigorously pursuing all credible leads but, at this time, we have drawn no conclusions.
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en Certainly every piece of legislation is going to have some consequences that people didn't anticipate at the outset,
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en [Cutler, on the other hand, has steered clear of regulating fees on the grounds that fees should be set by market forces, not government watchdogs. On that point, he was relatively quiet Tuesday.] We're not a merit-based regulator. We don't want to set fees, ... someone else might.
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en Even if you don't have direct responsibility for a company's financial statements, you cannot turn a blind eye when you have reason to know that what you are doing will help make those statements false and misleading,
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en The distribution payments will be more meaningful if the states make their portions of the relief available to investors,
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en He's very committed to making the exchange a regulator without fear.
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en The commission is fully committed to pursuing federal securities law violations wherever they exist, including at hedge funds, ... And as this case shows, there is also an increasing likelihood that such violations will be criminally prosecuted.
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en The $375 million that Bank of America has agreed to pay and the significant reforms that it has agreed to implement reflect the seriousness of the misconduct in this matter, ... We will continue to investigate that misconduct in an effort to hold all responsible parties accountable.
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en There are about half a dozen situations that we're currently looking at for potential FD violations.
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en The commission is fully committed to pursuing federal securities law violations wherever they exist, including at hedge funds. And as this case shows, there is also an increasing likelihood that such violations will be criminally prosecuted.
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en We will continue to investigate these improper arrangements in an effort to hold all responsible parties accountable.
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en Our complaint against AOL Time Warner details a wide array of wrongdoing.
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en When an exchange specialist unlawfully takes advantage of its privileged position by seizing trading opportunities that it should leave for public customers, it fundamentally undermines the fair and orderly operation of the exchange auction system.
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