Personal credit history is also relevant - particularly to the extent that any issues in this regard are reflected on the broker's record. |
The three main things we look for in a financial advisor are a stable track record, a consistent growth rate in assets and a focus on high net worth clients. |
We must be comfortable with the kind of business an advisor has run over time. If there are any issues, we require a detailed explanation and consider these issues when making our hiring decisions. |