The reforms Putnam will undertake as part of the commission's order are intended to provide real and substantial protections for mutual fund investors. |
There are about half a dozen situations that we're currently looking at for potential FD violations. |
This case presents a deeply troubling picture of greed and deception at a large, publicly held company, |
We are vigorously pursuing all credible leads but, at this time, we have drawn no conclusions. |
We have received reports that those associated with the terrorist activities of last week may have sought to exploit our securities markets to profit from those activities, |
We will continue to investigate these improper arrangements in an effort to hold all responsible parties accountable. |
When an exchange specialist unlawfully takes advantage of its privileged position by seizing trading opportunities that it should leave for public customers, it fundamentally undermines the fair and orderly operation of the exchange auction system. |