he said. ''I would hope the decision would be reversed upon appeal. |
A careful balance of 'bright-line' rules establishing clear limits, coupled with greater disclosure, seems both warranted and prudent, |
a way to gain and maintain favor with particular analysts. |
After Hank Greenberg has departed, investors wonder whether the company can carry on. They've got to hear that management is solid, picking up the ball from the departure of a very-involved CEO. |
Bad deals have led to some titanic failures for shareholders. |
But when that information travels only to a privileged few, when it is used to profit at the expense of the investing public, when that information comes by way of favored access rather than by acumen, insight or diligence, we must ask, 'Whose interest is really being served?' |
Decimal trading will benefit investors by allowing greater competition and making it easier to compare prices, ... It will also bring about consistency with foreign markets, which now trade in decimals. We look forward to working with the industry to ensure that the transition to decimals goes smoothly. |
do whatever was possible to expedite the process. |
From my own personal experience the best CEOs that I have ever known are the ones that don't care very much about the day-to-day fluctuations of their shares. |
Fund directors should be on the front lines in defense of shareholder interest, |
High-quality and timely information is the lifeblood of strong, vibrant markets. It is at the very core of investor confidence, |
How many times have we seen an analyst on television being asked to list his top five picks? And how many times has that analyst taken the opportunity to caution viewers, 'By the way, my employer recently underwrote three of these stocks?' |
I worry the best execution may be compromised by payment for order flow, internalization, and certain other practices that can present conflicts between the interests of brokers and their customers. |
I've had my dream job. I have been able to work on issues that I have been deeply passionate about since I first began my career in the securities business nearly 38 years ago, |
If you compensate a CEO by giving him options, he's going to do everything he can to make those options as valuable as possible. |