Chase's failure to have systems and controls in place to enforce trading limits set by the mutual funds themselves resulted in a hedge fund gaining an impermissible advantage over other fund shareholders. |
In most cases, the idea behind poison pills is to give members of the board full control of the takeover process. |
In recommending mutual funds with different share classes, brokers must understand, consider and disclose information about which particular share class would be most beneficial for the customer from an expense perspective. |
Is it any good if the consumers in the end game don't take any action to protect themselves? |
It drifted inland and collided with the East Coast sea breeze. From Brevard County north to Jacksonville, it was getting hit pretty hard with lightning and possible thunderstorms . |
It was good for surfers, ... Unfortunately, undertows and rip currents were beginning to occur. |
It won't wipe out stock fraud, but it will give investors a much better tool, |
It'll be a little bit tough. It'll get dense overnight. |
It's always harder to prove what somebody said when it's one person against another. |
It's an atmosphere that enables fraudsters to take advantage of investors, |
Some of these cases are really sad. There are people who have literally lost their life savings. |
That's what happens when the jet stream gets tighter, there's a tug of war. The battle lines are drawn, and the fighting gets tough. |
The marketing and sales of hedge funds to individual investors has been an ongoing focus of the NASD, |
The marketing and sales of hedge funds to individual investors has been an ongoing focus of the NASD. |
There were some sprinkles or light drizzle but nothing of importance. |